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Floor broker
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#	Item
31	New York Stock Exchange Systems and Trading Procedures Joel Hasbrouck * George Sofianos Deborah Sosebee* NYSE Working Paper #93-01 Add to Reading List Source URL: pages.stern.nyu.edu Language: English - Date: 2010-07-02 12:29:09 Finance Stock market New York Stock Exchange Economy of the United States SuperDot Mathematical finance Algorithmic trading Trading room Floor broker Financial economics Financial markets Investment
32	One Parkview Plaza 17W110 22nd Street, 4th Floor Oakbrook Terrace, IL[removed]3047 www.SIRVA.com Add to Reading List Source URL: sirva.com Language: English - Date: 2013-11-21 10:11:00 Westmont Illinois Real property law Business Real estate broker Allied Van Lines Escrow Fee Loan origination Law Moving companies Mortgage industry of the United States SIRVA
33	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]November 13, 2014 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-14 07:55:46 Financial economics 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Philadelphia Stock Exchange United States Floor broker U.S. Securities and Exchange Commission NASDAQ Economy of the United States Self-regulatory organizations United States securities law
34	18 of 19 EXHIBIT 5 Additions underlined Deletions [bracketed] Rules of NYSE Arca, Inc. *** Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-24 14:39:12** Investment Broker-dealer Floor broker Futures contract Margin Trading room Order Net capital rule Financial markets Financial economics Finance
35	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]November 13, 2014 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-11-14 07:55:46 Financial economics 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Philadelphia Stock Exchange United States Floor broker U.S. Securities and Exchange Commission NASDAQ Economy of the United States Self-regulatory organizations United States securities law
36	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]October 2, 2014 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-03 08:10:35 Stock market Finance Economy of the United States Self-regulatory organizations Philadelphia Stock Exchange Chicago Board Options Exchange Order Floor broker NASDAQ Financial markets Financial economics Investment
37	Exhibit 5 (Changes are indicated by underlining additions and [bracketing deletions]. Page 21 of 23 Chicago Board Options Exchange, Incorporated Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-16 08:40:35 Finance Investment VIX Chicago Board Options Exchange Floor broker Volatility Stock market Mathematical finance Financial economics Financial markets
38	BOSTON STOCK EXCHANGE 100 Franklin Street Boston, MA[removed][removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-05-15 15:08:31 Financial system Chicago Stock Exchange Boston Options Exchange Order NASDAQ Market maker Payment for order flow Securities Exchange Act Floor broker Financial markets Financial economics Investment
39	The Price Matters: Ensuring All Customers The Best Price as We Enhance the Benefits of the Agency-Auction System at the New York Stock Exchange Written Testimony of Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Finance Stock market Financial regulation Short selling New York Stock Exchange Order Short Futures contract Floor broker Financial economics Financial markets Investment
40	SUSTAINABLE DEVELOPMENT 20th FLOOR, CENTURY PLACE Phone: ([removed]9803 – 102A Avenue N.W. Add to Reading List Source URL: www.edmonton.ca Language: English - Date: 2013-12-13 17:17:24 Sales Real estate Buyer agency agreement Business Marketing Real estate broker

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